Walter J. Freeman
Journal Article e-Reprint
On the Problem of Anomalous Dispersion
in Chaoto-Chaotic Phase Transitions of Neural Masses, and Its Significance for
the Management of Perceptual Information in Brains
W.J.
Freeman
University
of California, Berkeley, CA 94720, USA
Reprinted
with permission from, Synergetics or Cognition, Springer Series in Synergetics,
Vol. 45 , Springer-Verlag Berlin, Heidelberg 1990, Editor. H. Haken and M.
Stadler
There
is recent recognition that gamma oscillations In the visual cortical EEG may
reveal a phase locking mechanism for the assembly of visual pattern information
in the cortex. This is plausible in homology to a similar mechanism known to
operate in the paleocortex of the olfactory system. Among the major problems to
be solved in exploiting this breakthrough involve determinations of the basic
form of the oscillations as the emergent properties of cooperative neural
masses in visual cortex; the kinds of neuronal feedback that give rise to the
gamma oscillations; the mechanisms for registration of geniculate input into
the oscillations; the neural mechanisms required for readout; and the essential
role played by periodic or chaotic oscillations in neocortical information
management. Answers to these problems in the olfactory system are put forward
for possible relevance to the still unsolved problems in visual cortical
physiology.
1. INTRODUCTION
For
over three decades visual physiologists have been immersed in the unit paradigm
with its attendant grandmother cell hypothesis, exploiting in full measure the
technological breakthroughs in recording axonal discharges of single cortical
neurons that were opened by the work of Jung [1], Hubel & Wiesel [2], and
others. Despite on-going studies in visual cortical evoked potentials and EEGs
by psychologists and clinicians, that were founded on classical studies by
Bishop and Clare [3] and reviewed by Mitzdorf [4], scant attention was paid to
dendritic fields of electrical current. Such has been the disregard and
mistrust directed at so-called "local field potentials" by the
hundreds of workers dedicated to "unit spikes" that, until lately,
not one among them has opened the pass band of his amplifiers to observe low
frequency components, despite repeated urgings of them to do so [5-9].
Now a
new technology has emerged. that is based on computerized data processing and
the body of theory provided through synergetics, nonlinear dynamics and the
concepts of chaos. By this paradigm new observations have been made, that link
oscillations in dendritic potential to visual conditioned stimuli in the waking
monkey by Freeman and van Dijk [101, and to unit activity induced by shining
bars of light onto the retina in the anesthetized cat [11-131. This discovery
brings visual cortical physiology to a threshold. that was crossed in olfactory
electrophysiology some thirty years ago.
From the
perspective afforded by this long experience with neuronal oscillatory
phenomena, five key questions are raised by these now data, which must be
answered as quickly as possible in order to bring the new paradigm up to speed.
These questions concern the fundamental nature of the oscillations. whether
periodic or chaotic; the nature of the neuronal feedback that gives rise to
them; the means by which incoming information is encoded in them, and by which it
is stored and retrieved; the mechanisms by which it is read out of the visual
cortex; and the functional role that oscillations play in physiological
information processing.
The
purpose of my presentation is to offer some hypotheses on possible answers to
these questions. that are based on my experience in observing olfactory and
visual neuronal fields of potential.
2. WHAT
IS THE BASIC NATURE OF THE CORTICAL OSCILLATIONS?
The
first question to be answered is whether the oscillations are the property of
single neurons acting as "pacemakers", which are entrained or
"coupled" to yield the observed widespread phase looking. or they
arise as local mean field potentials by virtue of feedback interactions in
pools of neurons that in their normal functional dynamic range are
intrinsically nonoscillatory. By this is meant that in the absence of
interaction with other neurons, each neuron on Impulse driving generates a
postsynaptic potential that decays monotonically to baseline. Experimentally
this is found under deep anesthesia.
A
univocal answer comes from interval histograms of "spontaneous" units
from cortical neurons. These typically reveal the exponential curve of the
Poisson process, except for the refractory period; that is, the pulse train is
aperiodic, and, units the only means by which each neuron communicates its
immediate states to others, the neuron cannot be viewed as an oscillator that
can entrain others to itself. Moreover, the firing rate of single cells is much
lower than the gamma frequencies observed in oscillatory EEGs (20-100 Hz).
It
follows that the oscillations are an emergent property of interactive
non-oscillatory neurons. Tens of thousands must cooperate in each local
neighborhood to provide the density of pulses needed. The cortical neuropil
being a continuum without segregation of nests of neurons, it is reasonable to
expect that the cooperative domains extend in spatial continua out to distances
not yet known. Our data from the cat and rabbit show that the entire bulb acts
as an element, 100-200 sq. mm. in area, and our data from the monkey suggest
that the visual cortical cooperative domain was larger than the electrode array
window that we used (20 mm x 40 mm).
Importantly,
in the bulb of the rabbit we have proven that the density of the odor-specific
information is spatially uniform, in much the way that the information density
is uniform in a hologram or on a TV screen. The participation of neurons is
expressed in the amplitude of their wave (Figure 1) and unit firing modulation
at the common instantaneous frequency. The fraction of the variance in the
activity of each neuron that is covariant with the whole Is 1 part In 1,000 -
10,000 in the olfactory system. The recent data on hand from the visual cortex
indicate that that fraction may be far higher for many neurons, which will
greatly facilitate the study of neocortical oscillations, owing to their
accessibility with ease by spiketriggered time averaging of EEGs. This
procedure Is not usually so robust in the olfactory system.
Oscillations
are most easily dealt with when they are periodic. The classic near-sinusoidal
BEG burst In olfaction has for years given us aid and comfort, being so
amenable to Fourier and linear analysis, and It appears that Mother Nature has
smiled on us once again in providing bursts of near periodic waves in the
visual cortex. It is altogether easy to be seduced into discarding irregular
waveforms as non representative, when, indeed, we must look to the general case
and learn to deal with aperiodic, chaotic waveforms (Figure 2). We have
concluded that all oscillatory activity in the olfactory system is chaotic; and
the 1/f type spectra we have obtained from our visual cortical EEGs support
this postulate there as well (Figure 3). Hence, the rapidity of decay of spike
triggered averaged EEG waveforms speaks not so much to a weakness of coupling
as to the variability of the carrier frequency.

Figure 1. Contour plots
show values of the average factor loadings Of the first principal component of
the visual cortical EEGs, that were recorded simultaneously from 16 electrodes
over the left cortical surface. The electrodes were chronically implanted at
intervals averaging 0.6 cm forming a "window" about 1.4x2.4cm.
Channel 8 is closest to the foveal projection. The left edge faces the midline;
the upper edge faces anteriorly. Dashed contours are negative; solid contours
are positive. Before 400 msec the monkey perceives a conditioned stimulus; In
the next 200 msec it looks to Its reward, and after 600 msec It looks for the
next stimulus. The EEG spatial patterns change accordingly, indicating that the
cortical Information Is related to perception and not to sensation. From [10].
Measurement
of the duration of oscillatory bursts is easy in the olfactory system owing to
respiration, but in visual cortex it poses a vexing problem. In our studies of
the monkey we found that a useful index was the ratio of the variance of the
spatial ensemble average waveform over a time segment of 50 msec (corresponding
to a frequency of 20 Hz or a half-cycle at 10 Hz) to the average variance of
amplitude over the array. This measure is based on the promise that within a
burst there is common to all electrodes a carrier waveform that has a high
peak-to-peak amplitude, but that between bursts there is low carrier amplitude
and high spatial variance. Although the index works empirically with a
high-pass filter set at 20 Hz (Figure 4). it varies unpredictably for other
filter settings. Unlike the case for olfaction. we do not know the temporal or
spatial spectral ranges that carry behavioral information in oscillations, nor
do we know the statistics of the durations of event-related EEG segments and
their behavioral correlates, e.g. microsaccades, Dietrich Lehmann's [14] global
dipole, the alpha rhythm, etc.

Figure 2. Sixteen traces
were simultaneously recorded for a period of 1,500 msec, during the performance
of a conditioned response by a rhesus monkey. The common aperiodic waveforms
were extracted by principal components analysis. The unaveraged traces best
revealed the chaotic oscillations in the gamma range after high pass filtering
to remove all activity below 20 Hz. From [10].
These
data support the concept that the oscillations manifest what we have called a
"wave packet" [71, which is a macroscopic neural activity pattern
covering several sq. cm. (Figure 1). and lasting on the order of 0.1 to 0.2
sec. The failure of any given unit to show evidence for oscillation in its
output cannot be used as evidence that it is not part of a cooperative. any
more than the absence of silver grains in a pixel of a photograph can be said
to show that the pixel does not belong in the picture. Both black and white are
needed, that Is, some neurons that fire and others that do not.
3. WHAT
IS THE NEURAL FEEDBACK MECHANISM OF THE OSCILLATIONS?
Given
the premise that oscillation is an emergent property, it follows that
interaction exists among excitatory and inhibitory neurons giving rise to
negative feedback. Elementary feedback theory requires that two populations of
neural discharge coexist in the mass, that have common complex frequencies and
that differ in phase on the average by one quarter cycle of the common
Instantaneous frequency. This is because each peak of activity of the
excitatory limb must precede each peak of activity in the inhibitory limb by a
time unit corresponding to the dominant time constant of the neurons (typically
the passive membrane time constant). The key to this problem lies in
understanding the phase relationship between unit activity and dendritic field
potentials. We have proven that, for laminar cortex in which the neurons that
generate the field are aligned perpendicular to the surface, the EEG
oscillatory wave and the spike-triggered averaged EEG are in phase with the
pulse probability wave (Ch. 4 In [7]), provided that surface-negative implies
excitation (EPSPs) of the generating cells. This condition appears to hold for
all of the visual cortical neurons reported In the recent literature on
oscillations.

Figure 3. At left is
shown the spatial ensemble average of the 16 time series prior to high pass
filtering. In the center Is seen the natural logarithm of the power spectrum.
At right the spectrum is shown after subtraction of the 1/f trend line computed
over the range of 1 -75 Hz. One or more peaks of power were always seen in the
gamma range between 25 and 50 Hz but with variation in frequencies between
successive time segments. From [10].
No
evidence has thus far surfaced concerning the requisite inhibitory neurons and
their properties in visual cortex. The quest may be far from simple. In the
prepyriform cortex, for example. the pyramidal cells are numerous and large,
and they generate the In-phase EEG [71, whereas the inhibitory interneurons are
small, difficult to find and hold, and proven only by their quarter-cycle phase
lag (Figure 5). In the olfactory bulb the inhibitory neurons lack axons and
generate no extracellularly detectable spikes, but they do generate the EEG
[71, so the excitatory neuron discharge leads the EEG by a quartercycle (Figure
6). In the hippocampus the EEG and the evoked potential both lead the
excitatory discharge by a quarter-cycle [151, under the convention of
"positive upward" (Figure 7). It may be that other relations will be
found in visual cortex.
Clearly
visual cortical physiologists have their homework to do in determining which
cells are excitatory, which inhibitory, which generate pulses, which generate
open (dipole) fields and which have closed (monopole) fields, which polarity
means excitation and which means inhibition. This assignment of state variables
to component neurons is just the beginning. Thereafter come measurement of the
open loop time and space constants. determination of the connectivities of the
feedback loops, and estimation of the feedback strengths from measurement of
the closed loop rate constants. Then comes the evaluation of transmitter
chemistries and the evaluation of changes in synaptic gains with associative
learning. There is sufficient work here to occupy a substantial number of
theses and careers [7, 16].
4. HOW
IS SENSORY INFORMATION ENCODED IN OSCILLATIONS?
This is
a trick question, because the most honest answer Is that it Is not. The sensory
information is replaced by perceptual information that is freshly created in
the cortex from the residues of past and present input.
Most
cortical physiologists will continue to believe until they die that cortical
percepts are assembled from visual primitives that are expressed in the
discharge of point, edge and bar "feature detectors" in visual
cortex, perhaps in much the way that a cartoonist thinks he constructs an image
of a face from lines, curves and shaded surfaces. While undeniably these raw
sensory data are injected by afferent axons into the cortex and are essential
for the formation of each percept, we believe that their role is not to serve
as building blocks, but rather as instructions that suffice to place a cortical
mechanism into an appropriate basin of attraction, so that it might rapidly
evolve a structured spatial pattern of cortical activity that supplants the raw
sensory data with a percept.

Figure 4. (LEFT) A high
pass filter at the designated frequency, f, was applied to the 16 time series.
Then a moving mean square value, V(t), was computed along the spatial ensemble
average with a window of half the cycle duration of the filter frequency, 1/2f.
At each time step, t, (4.15 msec) the value V(t) was divided by the sum of
squares of the 16 values v(t) of potential to give a ratio R of the time
variance to the spatial variance. The ratio R was used as an empirical index to
locate "bursts" of EEG, which were defined as episodes of sustained
high temporal variance and low spatial variance. The index proved to be
sensitive to the value of f in unpredictable ways.

Figure 5. (RIGHT) In the
prepyriform cortex the units of the excitatory feedforward neurons (type A)
fire in synchrony with the local field potential oscillation, whereas the
inhibitory feedback neurons (type B) show oscillation at the same frequency and
decay rate but with a quarter cycle phase lag. The solid curves are averaged
evoked potentials from impulse electrical stimulation of the cortex, and the
dots show the poststimulus time histogram of the units. From [7].
In our
view the "feature detector" story is an anthropocentric teleological
overlay of interpretation that fails to address the proper place of the
pre-processing operations in the visual system. The complex log topographic
projections from the retina through the geniculocalcarine radiations are
requisite largely for the extraction of LOCAL gradients, that is. the temporal
and spatial derivatives of retinal Images, leading in the main to contrast
enhancement in its many forms. Contrariwise, the extraction of
"figure" from "ground", which is the essence of perception,
and which depends on past experience and present expectation, is a GLOBAL
integrative process over very large numbers of responding cortical neurons that
carry equivalent and largely redundant sensory information.
This
mechanism in vision remains almost entirely unknown. From our experience in
olfaction we suggest that in visual cortex it involves a state transition, that
constitutes a jump in cortical dynamic state constituting a type of
bifurcation. The model requires that cortex be intrinsically unstable and
liable to sudden transitions under the appropriate stimuli. The conditions that
facilitate controlled instability include a high level of cortical activity and
of excitability, which is achieved under the neurochemical states of behavioral
arousal and motivation; synaptic facilitation such as is postulated to occur in
cortical synapses during learning under reinforcement (one type of which is the
Hebb synapse in its many forms); and an input-dependent nonlinear gain (Figure
8), which was first discovered in the olfactory bulb [17-19], and which has
since been demonstrated in other parts of the olfactory system [20], and in
visual cortex [12]. In a suitably aroused animal that expects a certain
stimulus, the arrival of the stimulus sought can induce neural activity that
serves as a bifurcation parameter (akin to a temperature increase) and also as
specific Information that serves to guide the mechanism into the expression of
a global pattern. Thus a pattern is created rather than retrieved. and a
classification can occur without matching, completion, correlation, or other
cumbersome computational stratagems of the artificial world.
Given
that the olfactory bulb (and the visual cortex) can respond discriminatively to
a vast array of identifiable stimuli, and flexibly so. we at first supposed
that the neurodynamic system might maintain a separate near-limit cycle or
chaotic attractor for each discriminable stimulus. This would require that each
state transition involve either a multiple-type bifurcation from the basin of
one chaotic attractor to another, or the warping and re-shaping of the dynamic
landscape so as to re-create an attractor through each delivery of input. Our
current view is that a global chaotic attractor exists at all times with
multiple wings, one for each learned stimulus, and that the role of a stimulus
is to restrict the state within a wing of the attractor. which leads to its
expression by a spatial pattern of amplitude of the common chaotic waveform of
the oscillation [21 , 22]. We have had some success in elaborating this as a
model for pattern recognition with a chaotic generator In software simulations
[23].

Figure 6. In the
olfactory bulb the excitatory feedforward neurons generate units, shown here in
a poststimulus time histogram (above), but make little or no contributions to
the EEG. The inhibitory feedback neurons have no axons or action potentials,
but they do generate powerful field potentials shown here as an averaged evoked
potential (below). The experimental values (plotting symbols) were were from
simultaneous unit and EEG recordings. They were fitted with an equation for a
damped cosine having the same frequency for both data sets. In accordance with
theory, the peaks of unit activity lead the peaks of EEG activity by a quarter
cycle on the average. From [25].

Figure 7. In the
hippocampus the peaks of unit activity precede the peaks of positive field
potential by a quarter cycle. The time course of the poststimulus time
histogram is proportional to the time first derivative of the averaged evoked
potential. The shaded areas indicate the time segments in which the level of
evoked unit activity exceeds the mean background level. For all of the units
the phase relationship of the oscillation in relative firing frequency to that
of the field potential is invariant over changes in response frequencies, that
are induced by changes in the stimulus intensity. From [15].
5. WHAT
IS A POSSIBLE MECHANISM FOR READOUT OF OSCILLATIONS?
The
major problem for such a mechanism to solve is that of Interfacing between
Input and output connections. On the one hand. visual information Is registered
into the primary cortex In a dozen or more parcellated areas relating to color.
contours, motion, binocularity, etc., some of them topographically organized
with respect to the retina, others not. On the other hand information on visual
patterns must be sent on to numerous parts of the brain, Including the lateral
geniculate, Pulvinar, superior colliculus, the inferotemporal cortex, frontal
eye fields, and the frontal pole. Some projections such as the callosal appear
to be topographically organized, but this aspect is not so well documented. How
has evolution solved the problem of connecting and switching within the cortex,
so that the correct information is routed to where it Is needed within the
tenth of a second allowed by a visual percept?

Figure 8. The static
sigmoid nonlinearity that dominates the dynamics of the olfactory system has
been experimentally evaluated from the dependence of the pulse probability
conditional on the EEG amplitude [7,17-19]. The nonlinear gain is given by the
first derivative with respect to amplitude. The equation has been derived from
a statistical mechanical generalization of the Hodgkin-Huxley equations. Three
examples illustrate the effects of increasing arousal and motivation on the
gain. The maximal gain is to the excitatory side of rest, so that gain is
increased by sensory input. This destabilizes the cortex and can cause
bifurcation to occur, especially when the synaptic interconnections of the
neurons receiving the Input have been strengthened by learning. From [17].
An
answer suggested by olfactory studies Is that during the high density neuronal
interactions underlying burst formation, the information contributed by every
"feature detector" is disseminated over the entire interactive
domain. Thereafter It is transmitted along with all other perceptual
information to every target of the cortical projections. The selection of
specific aspects of the global information content is presumably done In each
of the several targets by their local synaptic modifications with associative
learning [7, 19, 22, 23].
This
answer is based on the experimental finding that the information density in the
bulb Is spatially homogeneous, and on analogy with the hologram, each part of
which contains an entire scene under Fourier transformation albeit at
resolution proportional to its fraction of the total area. An experimental test
in vision will be to repeat our experiments in classifying multichannel EEG
segments with respect to visual conditioned stimuli, so as to determine whether
any specific channels are more or less important for the classification than
the average. We predict that none will be. It will likewise be essential to
show that, when either the visual cues or their reinforcement contingencies are
changed. the spatial patterns of the EEG change in their entirety, not merely
in one pattern, or in parts of one pattern.
One
further aspect of readout must be noted, which Is the nature of Its
"vector", using the word in its biological sense meaning
"carrier". Input is brought to the cortex in the form of action
potentials on labeled lines; hierarchically the input vector is at the neuronal
or microscopic level. Through the process of bifurcation the intracortical
vector assumes the macroscopic form of local mean field activity, which is best
accessed through extracellular recording of dendritic potentials. Readout Is by
a process of extraction whereby the local mean field intensity Is sampled and
transmitted by axons using pulse frequency modulation. The output vector
thereby is of the same microscopic character as the input vector, and the
problems of management of that vector as Input for the several targets of the
bulb and cortex can be treated in the same way as those of the olfactory bulb
and primary visual cortex in managing their input vectors.
6. WHAT
ARE THE OSCILLATIONS FOR?
Whereas
the information density is spatially uniform, the appearance of the cooperative
activity, that is, the time function of the local mean field intensity, most
certainly is not. On the average the variance in the common carrier wave form
does not exceed 50% of the total variance of bulbar EEG activity nor 65% of the
visual. At the neuronal level, as already noted, the fraction of the variance
carrying the output "signal" Is exceedingly small. owing to the high
degree of independence of cortical units. The question is, how might the targets
extract that small "signal" from the "noisy" carrier?
An
answer proposed from olfactory studies is that the extraction is done by
spatial ensemble averaging in real time [21]. Each receiving neuron in the
target accepts synaptic input from axons originating in many parts of the
primary visual cortex, by virtue of divergence in the projection pathways [7].
Under real time summation the only activity that will be enhanced is that
having a common instantaneous frequency, which is, in fact, the cooperative
activity and therefore the signal. Activity at all other frequencies not shared
across the cooperative domain tends to average to zero. However, this mechanism
for "laundering" the "signal" can only work if the carrier
is oscillatory, irrespective of whether it is periodic or chaotic.
This
model for readout imposes another severe constraint on the cortical mechanism,
which is that the time dispersion of the carrier wave, when expressed as a
phase dispersion at the dominant frequency of oscillation, cannot much exceed a
quarter cycle without degradation of the "signal" under global
spatial integration. The question is, how is a common oscillatory pattern
established over a large area of cortex without significant phase dispersion?
An
answer, again provided from olfaction, comes through our experimental
measurement of the phase patterns in space from an array of 64 electrodes
placed on the bulb. In brief, the isocontours of phase for each burst are
concentric circles (Figure 9) forming a cone, showing that the phase pattern
resembles that of waves in water from a dropped pebble [24]. The location of
the apex of the cone is a random variable unrelated to stimuli, and so also is
its sign (randomly alternating maximal lead or lag), demonstrating that a
"pacemaker" explanation for the phase is unsatisfactory. The phase
gradient is a function of frequency, such that, when expressed as a velocity,
its mean fits the estimated conduction velocity of small axonal branches that
run through the depth of the bulb parallel to the surface.
These
data suggest that the cortical mantle can be likened to a relativistic medium,
in which there is a limit on the rate of transmission of information within it.
The problem here is that the velocity is too high, because the small axon
branches on the average extend no more than a tenth of the distance across the
bulb. When synaptic delays are accounted for (Figure 10), then the velocity of
wave transmission is far less than the values obtained by measurements of EEG
bursts (251. and it is not compatible with the psychophysical constraints on
the speed of perceptual processing. Indeed, our experimental data on wave
spread allow only a few tenths of a millimeter for each half cycle of the
oscillation (Figure 11), and we estimate [6, 7] that dissemination across the
bulb would require many cycles of oscillation, far exceeding psychophysical
estimates of the time durations sufficing for perception in olfaction.
We
re-affirm that transmission across the cortex is by axonal propagation and
synaptic communication, but that the velocity of state transitions may greatly
exceed local wave transmission. Our hypothesis for the bulb is that the phase
gradient of a burst is formed at the moment of bifurcation under sensory
Influx, that the location of the apex of the cone demarcates a site of
nucleation, and that the pattern is frozen into the burst for Its duration.
From this perspective it appears that the group velocity of the state
transition far exceeds the wave velocity of synaptic propagation. The
physiological mechanism for this anomalous dispersion is not known. We
postulate that perhaps a small number of long-distance collaterals from tufted
cells in the bulb suffice to trigger bifurcations, when the chaotic generator
has been carried by Input close to the threshold for a transition.
The
problem Is of course compounded for the visual cortex, In which the surface
area of a cooperative domain is at least an order of magnitude larger. But here
lies a mechanism readily at hand, which is provided by the deep layers of
neocortex. The outer three layers of neocortex are similar to the three layers
of paleocortex. but the Inner three layers added on by neuronal migration from
the basal ganglia In the embryos of mammals, provides for long distance
transmission at high velocities. Briefly the functional significance of the
six-layered cortex may be precisely to provide for high velocity spread of
state transitions, so as to establish an oscillatory common carrier wave with
minimal phase dispersion, allowing real time spatial integration and the greater
enhancement of the cortical signal:noise ratios. It is unlikely, however, that
simple conical phase gradients will be found in neocortical EEGs, owing to the
spotty character of corticocortical projections, resembling a Levy distribution
more than the Gaussian.

Figure 9. An example is
shown of the locations of phase maxima (solid dots) and minima (open dots)
projected Into the flattened surface of the olfactory bulb of a rabbit. The 64
phase values from each burst, after low pass filtering of the real and
imaginary parts from the amplitude and phase values of the cosine fitted to the
64 simultaneously recorded EEG traces, were fitted with a cone in spherical coordinates,
recovering 65% of the variance on the average. The sketch is a projection of
the outline of the bulb as it would appear on looking through the bulb onto the
surface of the electrode array (the 4x4 mm square). A representative set of
isophase contours Is shown at 0.25 radians. The locations of the apices of the
cone are shown in polar coordinates as angle and azimuth from one pole of the
sphere (2.5 mm in radius) at the center of the array to the antipode. The
standard error of measurement (SEM) of each point is twice the radius of its
plotting symbol. From [241.
The
spatial patterns of phase in olfactory EEGs are crucial bits of evidence for
the existence of macroscopic neural active states, and for those neurodynamic
mechanisms by which they emerge. The study of oscillations in the visual cortex
cannot be considered mature until spatial phase patterns of its EEGs have been
identified and precisely measured. This task is difficult to accomplish, owing
to the low amplitudes of the neocortical EEG (about 1/5 to 1/10 those of
paleocortex owing to the poor alignment of the generating neurons in
neocortex). to their less periodic appearance (in the awake monkey), and to the
likelihood that multiple overlapping macroscopic states may coexist over the relatively
vast domains of contigous neocortex. The challenge for visual physiology is
clearly laid down by the high standards of measurement of phase and amplitude
patterns (Figure 12), that have been painstakingly achieved for the
paleocortical systems [7, 16 , 26].

Figure 10. The location
is mapped of units in the bulb that were Influenced by impulse stimulation of
the input tract at a focal point on the sheet. Initial excitation ranged from
minimal + to maximal ++++, and initial inhibition ranged from barely detected -
to very strong or no change, 0, at the indicated sites. The ellipses indicate
the average extent of activation during El and of I1 respectively. The synaptic
wave does not spread in a continuous manner like a wave in water, but with
successive polarity reversals, each having a larger radius than the one before
by a decreasing amount of change. From [25].

Figure 11. The phase
interference pattern shows the predicted form of synaptic wave spread of
activity in the excitatory neuron population of the olfactory bulb. starting
with Impulse excitation of two synaptic nests called "glomeruli"
separated by 900 microns. The pattern is superimposed on a histological section
through the layer of glomeruli to show their mosaic appearance, each averaging
0.135 mm in diameter. The center circle of excitation during the first peak of
oscillation El is surrounded by inhibition I1, and this in turn by the second
peak of excitation E2, typically 20 msec later (at 50 Hz). By peak E5 the
synaptic wave has spread 1.2 mm in 100 msec (.01 m/sec) and has covered about
1% of the bulbar surface area. This contrasts with the group velocity of 1.8
m/sec, which covers 100% of the area within 6 msec or one quarter cycle. From
[7].

Figure 12. It is essential
in working with oscillations to have accurate measurements of frequency, phase,
and amplitude, and to have accurate estimates of standard errors of measurement
(SEM) and their dependence on signal:noise ratios (SNR). The system developed
for deriving phase and amplitude patterns from paleocortical EEGs was
calibrated by fitting known cosines In added colored noise. The ordinates at
the left show the standard deviations (SDs) of phase and amplitude of simulated
data from their known 64 values. "Edited" refers to deleting values
for which the correlation between the trace and the ensemble average was less
than 0.2. "Filtered" refers to the use of low pass spatial filtering
[241. A further test was to measure 100 to 300 BEG segments by fitting curves
to them and expressing the SNR as the ratio of the variance of the fitted curve
to the variance of the residuals. The right ordinate shows the cumulative % of
segments reaching or exceeding the SNR on the abscissa. The curves A - D
reflect improvements in the algorithms for fitting the curves to the EEG data,
that is, for extracting the information and reducing the SEM to 0.1 SD of
amplitude and 0.1 radian (6 degrees) of phase. From [26].
ACKNOWLEDGEMENT
The
research was supported by a grant MH06686 from the National Institute of Mental
Health, United States Public Health Service
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END